Securities

In everything from routine filings to venture capital transactions, ShuffieldLowman’s highly experienced attorneys are experts in regulatory requirements on both the federal and state levels.

We assist private companies with venture capital financings, syndications and private-placement transactions, and have been involved in the formation of private equity and hedge funds. We advise on Securities Exchange Act reporting, insider trading and governance issues of importance in light of recent scandals and legislative responses. We also address securities questions relating to stock and asset acquisitions, mergers, tender offers and exchange offers, and have experience in broker-dealer and investment advisor regulatory matters. Finally, we counsel and assist clients with securities fraud issues, including mediation, arbitration and civil litigation.

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